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Compliance

January 20, 2016 - Nice Actimize, a NICE Systems (Nice) business and the largest and broadest provider of financial crime, risk and compliance software for the financial services industry, announces the launch of its new Actimize Notifications & Attestations compliance and policy management solution.

January 21, 2016 - Financial institutions across Asia-Pacific are behind the curve when it comes to being prepared for evolving global tax reporting regulations. That's according to a recent survey by Wolters Kluwer Financial Services and the GRC Institute, which indicates that more than 90% of financial institutions in the region have not started implementing Global Account Tax Compliance Act (GATCA). These firms have no dedicated teams in place and close to 60% have not yet started discussing their strategy internally.

November 26, 2015 - A former Goldman Sachs staffer has been charged by the Securities and Exchange Commission with making nearly half a million dollars by stealing non-public information from the bank's email system and using it to make illegal trades ahead of client mergers.

September 15, 2015 - Compliance Science (CSI), a leading provider of governance, risk management and compliance solutions, announced today that it is opening a UK office in London.

January 12, 2016 - The ICA Advanced Certificate in Business Compliance is being offered for the first time in Spain in February 2016 in partnership with International Compliance Training (ICT) and Impact on Integrity España (IOI España). It has been specifically designed to meet the growing demand for highly skilled and qualified compliance professionals working outside financial services.

October 12, 2015 - SWIFT announces an expansion to its financial crime compliance services portfolio with two new services coming in 2016.

September 14, 2015 - SEI (NASDAQ:SEIC) today introduced a comprehensive new global regulatory risk and compliance platform that centralises handling of an investment firm's regulatory and compliance functions across investment vehicles, products, and jurisdictions around the globe.

December 18, 2015 - The International Compliance Association (ICA) has been working with The Financial Skills Partnership (FSP) and Skills for Justice to review the National Occupational Standards (NOS) in compliance, anti money laundering and countering financial crime.

September 29, 2015 - The opportunity to embrace stress testing as a discipline that is good for business, not just compliance. 

September 9, 2015 - LexisNexis Risk Solutions announced today the global launch of the latest version of its flagship AML Compliance platform Bridger Insight XG that helps all risk, compliance and anti-money laundering professionals to increase operational efficiencies, consolidate compliance technology and simplify their compliance processes.

December 16, 2015 - Next year will see banks increasingly explore ways to use insights from regulatory trends to inform boardroom decision making on risk management and strategic business topics. That's according to Europe, Middle East & Africa (EMEA) experts at Wolters Kluwer Financial Services who predict closer integration between risk and finance functions and that banks will focus on formulating strategic, financial and operational responses to regulatory trends and market dynamics.

September 24, 2015 - Atom, the UK's first bank designed for digital, has chosen Wolters Kluwer Financial Services' OneSumX Regulatory Reporting solution to manage its U.K. and European Banking Authority regulatory reporting requirements.

September 1, 2015 - MindLink, developer of secure, integrated Enterprise Chat applications has today announced the availability of a compliance connector for ICE Chat reinforcing its focus on providing highly secure and compliant solutions in the chat space.

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