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Compliance

September 29, 2015 - The opportunity to embrace stress testing as a discipline that is good for business, not just compliance. 

September 24, 2015 - Atom, the UK's first bank designed for digital, has chosen Wolters Kluwer Financial Services' OneSumX Regulatory Reporting solution to manage its U.K. and European Banking Authority regulatory reporting requirements.

September 1, 2015 - MindLink, developer of secure, integrated Enterprise Chat applications has today announced the availability of a compliance connector for ICE Chat reinforcing its focus on providing highly secure and compliant solutions in the chat space.

July 7, 2015 - Regulatory and risk technology firm outlines research showing staggering increase in fines for first half of 2015.

September 15, 2015 - Compliance Science (CSI), a leading provider of governance, risk management and compliance solutions, announced today that it is opening a UK office in London.

August 12, 2015 - Rsam is seeking an exceedingly talented and creative Content Developer to join their software product team. As a Content Developer you will responsible for creating controls, policies, standards, risks, citations for our Governance, Risk and Compliance product. The role requires keeping abreast of new and changing regulations and standards, monitoring partner content, and making necessary adjustments to the Rsam Content Libary. Such adjustments are distributed to some of the largest and most prominent organizations in the world.

June 17, 2015 - Today, GFT, one of the world's leading IT solutions and consultancy providers to the banking sector, releases the findings from a global research project aimed at uncovering the attitude of the global investment banking community to 'The New Normal' - a constant state of regulatory change.

September 14, 2015 - SEI (NASDAQ:SEIC) today introduced a comprehensive new global regulatory risk and compliance platform that centralises handling of an investment firm's regulatory and compliance functions across investment vehicles, products, and jurisdictions around the globe.

August 11, 2015 - A new survey of financial services professionals conducted by Cipperman Compliance Services (CCS) reveals that asset managers, broker-dealers, and other firms are embracing compliance as a core function of their business, with an equal number of respondents reporting that they now spend as much on compliance as they do their legal counsel.

June 9, 2015 - The award recognizes Frank Santora's role in driving an industry-leading Enterprise GRC program at Hudson City Savings Bank.

September 9, 2015 - LexisNexis Risk Solutions announced today the global launch of the latest version of its flagship AML Compliance platform Bridger Insight XG that helps all risk, compliance and anti-money laundering professionals to increase operational efficiencies, consolidate compliance technology and simplify their compliance processes.

July 21, 2015 - This week sees the launch of a new service for regulated financial services firms. Arkk Compliance has already been working with a number of investment firms on COREP and AIFMD filings since a soft launch in April this year.

May 27, 2015 - National Regulatory Services (NRS), part of Accuity, today announced the release of the ComplianceMAX (cMAX) Customer Complaints Module, created to allow its users to confidently manage, utilize and archive information pertaining to customer complaints. The module helps broker-dealers comply with FINRA Rule 4530 by centralizing all customer complaint information into a configurable workflow and automating FINRA filings.

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