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Compliance

November 4, 2014 - Wolters Kluwer Financial Services' new U.S. Insurance Regulatory and Risk Management Indicator reveals that overall levels of concern for compliance and risk within the industry have risen sharply. In the report released today, the main Indicator score rose to 146 from its baseline of 100 established in October 2013.

October 28, 2014 - ACL today announced that Spokane-based Washington Trust, a community bank offering personal, small business, and commercial banking, has chosen ACL GRC to establish a risk-based approach to its auditing processes.

October 8, 2014 - Linedata (NYSE Euronext: LIN), the global solutions provider dedicated to the investment management and credit industries, today announced the introduction of Linedata Disclosure Manager, an automated compliance monitoring service.

August 21, 2014 - Perseus Telecom, a leading provider of high-speed global connectivity, High Precision Time™ and Market-to-Market networks, announced today trading access and time verification is now available for Eris Exchange Swap Futures accessible at Equinix data centres in Chicago, London and Tokyo.

October 21, 2014 - NICE Actimize, a NICE Systems (NASDAQ:NICE) business and the largest and broadest provider of a single financial crime, risk and compliance software platform for the financial services industry, announced today that it has partnered with Alacra, Inc., a leading provider of online business information solutions.

September 29, 2014 - Swift will give free access to its new KYC Registry throughout 2015 to banks that contribute their own data to the service.

August 8, 2014 - CCL, the international GRC consultancy, has launched a unique compliance platform that combines continually updated compliance content with an automated delivery system.

October 15, 2014 - The concern U.S. banks and credit unions have over managing compliance and risk is up nearly 30 percent from almost two years ago, according to the latest Regulatory & Risk Management Indicator issued today by Wolters Kluwer Financial Services, a comprehensive provider of risk management, compliance, finance and audit solutions and services.

September 24, 2014 - The Securities and Exchange Commission today charged Barclays Capital Inc. with failing to maintain an adequate internal compliance system to ensure the firm did not run afoul of any federal securities laws after its wealth management business in the U.S. acquired the advisory business of Lehman Brothers in September 2008.

August 7, 2014 - Redfall Technologies Inc. ("Redfall") d/b/a "Vogogo", a payment processing specialist, and Southtech Capital Corporation ("Southtech") (a TSX Venture Exchange listed Capital Pool Company) are pleased to announce that further to the press release of Southtech on May 7, 2014, they have completed a brokered and non-brokered private placement of 11,333,333 subscription receipts ("Subscription Receipts") of Redfall at a price of $0.75 per Subscription Receipt for gross proceeds of $8,500,000 (collectively, the "Financing").

October 9, 2014 - Deutsche Bank today announced that Elizabeth J. Ford (Jan) will join as a Managing Director and Head of Compliance, Americas. She will join the North America Executive Committee.

September 22, 2014 - Wolters Kluwer Audit, Risk & Compliance announced today the integration of a comprehensive data analysis tool set within the industry-leading TeamMate Audit Management System.

August 4, 2014 - Path Solutions is proud to announce that its flagship product iMAL, has been named winner of the CFI.co 2014 Awards in the category of 'Best Sharia-Compliant Banking Systems'. Path Solutions is a global application software and services firm for the Islamic financial services industry. The company provides cutting-edge Sharia-compliant technologies that can add value and increase ROI, while improving product innovation, customer satisfaction, operational efficiency and risk management.

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