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Compliance

Some of Canada's biggest banks are joining forces with market and infrastructure services provider CanDeal to set up a centralised KYC offering for the capital markets industry.

Source: EBA

The European Banking Authority (EBA) today published its Guidelines specifying the role and responsibilities of the anti-money laundering and countering the financing of terrorism (AML/CFT) compliance officer and of the management body of credit or financial institutions.

Source: Wolters Kluwer Compliance Solutions

Wolters Kluwer Compliance Solutions and NYDIG, a leading provider of Bitcoin platform solutions, have reached an agreement where Wolters Kluwer will serve as an exclusive preferred vendor to interested financial institutions seeking assistance in meeting their regulatory and compliance obligations while exploring and implementing services for bitcoin programs.

Source: Cube

Financial reg tech pioneers CUBE has announced a new partnership with Sionic, the global consulting firm.

Block has informed the SEC that a former employee has downloaded reports, without permission, containing customer information on US Cash App users.

Barclays has rolled out automated policy management and compliance technology from regtech Clausematch to 90,000 employees around the world.

Source: Backbase

Backbase, an Engagement Banking technology provider, announces today that it has partnered with eToro, a multi-asset investment platform that empowers people to grow their knowledge and wealth, to enhance eToro’s digital onboarding capabilities and back-end compliance infrastructure.

Some of the biggest players in crypto - including BlockFi, Coinbase and Robinhood - have joined forces to develop technology that helps them meet a rule designed to counter money laundering.

The Financial Conduct Authority is working with the Bank of England on a blockchain-based digital regulatory reporting initiative to tackle the growing costs of compliance checks.

Source: Clausematch

Global RegTech firm Clausematch officially announced today the launch of the Partnerships and Certification programme. The main goal of the programme is to create an end-to-end holistic solution and an ecosystem for a complete compliance process, as well as educate the market we're working with to get wider adoption of digital transformation.

Shield, a workplace intelligence platform for compliance teams at financial services firms, has raised $15 million in a Series A funding round led by Macquarie Capital and OurCrowd.

Source: OCC

The Office of the Comptroller of the Currency (OCC) today issued a Cease and Desist Order against MUFG Union Bank, N.A.

Source: Regis-TR

REGIS-TR has partnered with Reg-X, a provider of reporting and compliance solutions in the regulatory space.

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