Compliance
Markit selected by the industry to deploy compliance solution for equity trading in Hong Kong
November 29, 2013 - Markit, a leading, global financial information services company, today announced that it has been selected by members of the Asia Securities Industry and Financial Markets Association (ASIFMA) to provide the online solution to facilitate compliance with Hong Kong's Securities and Futures Commission's (SFC) new electronic trading rules.
Fonetic adds voice biometrics to Dodd-Frank compliance tool
November 14, 2013 - Fonetic today announced it has integrated voice biometrics capabilities into its Dodd-Frank Trading Record Keeping Compliance Solution. Fonetic is the first solution provider to utilize voice biometrics to enhance bank compliance with Dodd-Frank Title VII mandates for accurate voice and data record keeping, and as a means for compliance officers to greatly improve risk and fraud detection and prevention.
Thomson Reuters partners TerraNua on conflicts compliance system
October 25, 2013 - Thomson Reuters, the world's leading source of intelligent information for businesses and professionals, today announced a strategic partnership with TerraNua, a provider of conflicts management and compliance automation technology, to help compliance managers at both buy side and sell side institutions streamline employee supervision and code-of-conduct management.
Bank of Beirut to implement Dion Fatca compliance tech
October 2, 2013 - Bank of Beirut announced today that it will be deploying Dion Global Solutions' Fatca Trac application to assist with its internal Fatca compliance program. The solution will be implemented by Dion and its partner, IDOM Middle East LLC.
Linedata wins Best Buy Side Compliance Award by Buy Side Technology
November 13, 2013 - Linedata (NYSE Euronext: LIN), the global solutions provider dedicated to the investment management and credit industries, today announced Linedata Compliance has won the Best Buy Side Compliance Award from Buy Side Technology.
EE targets the City with network-integrated mobile call recording service
October 14, 2013 - Telco giant EE is setting its sights on the City of London with the UK's first network-integrated mobile voice recording service for firms that need to comply with FCA mobile trading rules.
JP Morgan ramps up compliance and controls IT spending
September 18, 2013 - JP Morgan has increased spending on regulatory-related technology by more than a quarter over the past couple of years but is still bracing itself for more legal tangles, says CEO Jamie Dimon.
Varonis Integration with EMC Isilon Enables New Levels of Visibility, Intelligence and Business-Critical Compliance For Scale-Out NAS Environments
October 30, 2013 - Varonis Systems, Inc., a provider of software solutions for unstructured, human-generated enterprise data, today announced integration with EMC Corporation's Isilon® scale-out NAS storage, enabling organizations to achieve new levels of visibility, intelligence and control of their rapidly growing volumes of unstructured data. The integration utilizes Varonis software with the Isilon family of storage systems to deliver enterprise-class features in a cost-effective package.
Sapient Global Markets Launch Solution for FATCA Compliance
October 9, 2013 - Sapient Global Markets, a division of Sapient (NASDAQ: SAPE), today announced a new solution to help companies meet the new requirements of the U.S. Foreign Account Tax Compliance Act (FATCA). Designed to help firms consolidate and streamline the labor-intensive back-office identification and reporting activities now required of U.S.
Swift bids to carve out space in regulatory compliance
September 17, 2013 - Financial messaging network Swift is looking to extend its remit to the emerging regulatory landscape, pitching its shared market infrastructure as a cost-effective means for financial institutions to ease the compliance burden.
Accuity Releases Compliance Link Version 2.7 to Further Combat Illicit Financial Activity Globally
October 28, 2013 - Accuity, the global standard for payment efficiency and compliance solutions, today announced the release of Compliance Link version 2.7, the latest upgrade of Accuity's watch list filtering solution.
Accuity reflects on the impact of regulatory compliance in the Middle East
October 3, 2013 - Accuity, the global standard for payment efficiency, bank counterparty insight and compliance solutions, reflects on the key trends facing the banking industry following its attendance at the recent Sibos conference in Dubai.
Compliance departments baffled by new regulations - IPC
September 16, 2013 - Less than half of compliance departments fully understand the requirements of new trading regulations according to a survey examining compliance in trading conducted by IPC.