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Compliance

July 21, 2015 - This week sees the launch of a new service for regulated financial services firms. Arkk Compliance has already been working with a number of investment firms on COREP and AIFMD filings since a soft launch in April this year.

July 7, 2015 - Regulatory and risk technology firm outlines research showing staggering increase in fines for first half of 2015.

May 13, 2015 - Thomson Reuters, the world's leading source of intelligent information for businesses and professionals, has published the findings of its sixth annual Cost of Compliance survey which revealed that regulatory fatigue, resource challenges and personal liability are expected to increase throughout 2015.

January 26, 2015 - Avaloq Sourcing Asia Pacific, a wholly owned subsidiary of Avaloq group, announces the recruitment of Andre Di Prospero as Head of Risk & Compliance and Matthew Thoms as Head of Technology at their Business Process Outsourcing (BPO) centre in Singapore.

June 17, 2015 - Today, GFT, one of the world's leading IT solutions and consultancy providers to the banking sector, releases the findings from a global research project aimed at uncovering the attitude of the global investment banking community to 'The New Normal' - a constant state of regulatory change.

May 12, 2015 - Linedata (NYSE Euronext: LIN), the global solutions provider dedicated to the investment management and credit industries, today announced that Capital Advisors Group has implemented Linedata Compliance for its institutional separate account business.

January 19, 2015 - An upturn in business volumes and increase in compliance demands is encouraging UK financial firms to raise IT budgets in a bid to reach new customers and shake off competition from new market entrants, according to the latest quarterly survey from the Confederation of British Industry (CBI) and PwC.

June 9, 2015 - The award recognizes Frank Santora's role in driving an industry-leading Enterprise GRC program at Hudson City Savings Bank.

May 5, 2015 - Risk management and payment processing specialist Vogogo Inc. ("Vogogo") (TSX VENTURE:VGO) today announced the integration of its proprietary compliance, risk management and payment processing platform with leading Bitcoin exchange Bitstamp.

January 15, 2015 - Misys, a leading provider of software solutions to financial services institutions, announces that it has added connectivity to DTCC for its Misys Regulatory Reporting Service.

May 27, 2015 - National Regulatory Services (NRS), part of Accuity, today announced the release of the ComplianceMAX (cMAX) Customer Complaints Module, created to allow its users to confidently manage, utilize and archive information pertaining to customer complaints. The module helps broker-dealers comply with FINRA Rule 4530 by centralizing all customer complaint information into a configurable workflow and automating FINRA filings.

April 22, 2015 - CounterpartyLink (CPL), an independent provider of evidence-based legal entity intelligence for buy- and sell-side institutions and law enforcement agencies, today announced it has been named Best Compliance Product in the Sell Side Technology Awards 2015. The awards are to recognise the leading institutions, teams, products, services and third-party vendors in their area of expertise through an auditable and transparent methodology, and underpinned by the input and experience of eight judges.

January 8, 2015 - Regulatory experts from Wolters Kluwer Financial Services have identified a list of top compliance issues facing U.S. financial institutions in 2015. Heightened regulatory scrutiny, together with the enactment of major new regulations and pending rule changes, will represent significant challenges of varying impact for financial institutions from an operational, procedural, governance, staffing, and technology standpoint, including:

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