International Compliance Association launches new cyber security qualification
May 22, 2012 - The International Compliance Association (ICA) announces the launch of a brand new qualification: the ICA Advanced Certificate in Cyber Security.
Fitch: Banks could need extra $566bn in capital
May 18, 2012 - Major banks across the world could need to raise an additional $566 billion in capital in order to comply with the new Basel III regulations.
Fed won't enforce Volcker Rule until 2014
April 19, 2012 - The Federal Reserve says banks will have two years to comply with a rule that would ban them from trading for their own profit. The so-called Volcker rule is expected to take effect this summer. But the Fed clarified Thursday that it won't enforce it until July 2014.
Legacy infrastructure will fail to meet regulatory compliance objectives
March 14, 2012 - INTERXION HOLDING NV (NYSE: INXN), a leading European provider of carrier-neutral colocation data centre services, today announced the results of an independent study and whitepaper by financial industry think-tank, JWG. The research is focused on the impact of anticipated regulation of the financial services industry on the ICT infrastructure requirements of banking and insurance firms across Europe.
U.S. regulators seeking balance on Volcker rule and ways to cut compliance costs
January 19, 2012 - U.S. regulators said on Wednesday they believe their agencies could implement a ban on proprietary trading without crushing banks' ability to buy and sell securities on behalf of customers, and one official said he was seeking ways that banks could reduce costs of complying with the rule.
Wolters Kluwer Financial Services Unveils Top 10 Corporate Actions of 2011
January 9, 2012 - List Raises Concerns About Issuer Compliance With Cost Basis Reporting Law Requirements and Unexpected Capital Gains
Wolters Kluwer Financial Services has released its annual Top 10 Corporate Actions, a list of the most challenging corporate actions from the past year.
Wolters Kluwer Financial Services Acquires PRINGLE Compliance Polices & Procedures Content
December 14, 2011 - Wolters Kluwer Financial Services, a leading worldwide provider of comprehensive compliance, risk management and audit solutions for the financial services industry, announced today that it has acquired the regulatory compliance content of PRINGLE® Policy and Procedure Solutions (PRINGLE) from PRINGLE Publications Corporation.
SEC Announces National Seminar for Compliance Officers and Senior Personnel
December 8, 2011 - The Securities and Exchange Commission today announced the opening of registration for its national seminar to help chief compliance officers (CCOs) and other senior personnel at investment management firms enhance their compliance programs for the protection of investors.
