March 13, 2014 - The Financial Industry Regulatory Authority (FINRA) announced today that it has sanctioned and fined two firms - Triad Advisors and Securities America - $650,000 and $625,000, respectively, for failing to supervise the use of consolidated reporting systems resulting in statements with inaccurate valuations being sent to customers, and for failing to retain the consolidated reports in accordance with securities laws. In addition, Triad was ordered to pay $375,000 in restitution.
March 13, 2014 - Broadridge Financial Solutions, Inc. (NYSE:BR), a leading provider of technology-driven solutions for financial firms and corporate issuers globally, together with Lombard Risk Management plc, (LSE:LRM), a leading provider of integrated collateral management, regulatory compliance and reporting solutions, today announced they have formed a global alliance to address changing industry needs in the collateral management sector.
March 13, 2014 - MEGA, a recognized leader in governance, risk, and compliance solutions, has been cited by Forrester Research, Inc. in "The Forrester Wave™: Governance, Risk, and Compliance Platforms, Q1 2014".
March 12, 2014 - IT GRC Forum partner Payments & Cards Network (PCN) is a leading recruitment and consulting firm focusing on the Payments market for the last 7 years.
March 12, 2014 - ACI Worldwide (NASDAQ: ACIW), a leading international provider of electronic payment and banking systems, today unveiled the next generation of its consumer payments solution, enabling real-time, any-to-any payments.
March 12, 2014 - ISITC (The International Securities Association for Institutional Trade Communication), the industry trade group focused on standards in transaction processing and related communications, today announced the results of its annual member survey exploring the recent progress of the financial services industry and focuses for 2014.
March 11, 2014 - Varonis Systems, Inc., a provider of software solutions for unstructured, human-generated enterprise data, today revealed details of how it has helped ING DIRECT ensure its systems are secure and that customers' interests are protected at all times.
March 11, 2014 - Promontory Financial Group today announced it has launched a new Web-based tool to assist companies in using a new cybersecurity framework released by the National Institute of Standards and Technology.
