December 19, 2011 - Citi has been ordered to overhaul its risk management systems by Japan's Financial Services Agency, which has sanctioned the US bank for the way it has tried to sell investment products to retail customers.
December 16, 2011 - Over 80% of US banks and credit unions plan to invest in new technologies to help them conform to new FFIEC online banking security guidance, according to a survey from vendor Guardian Analytics.
December 16, 2011 - Over 80% of US banks and credit unions plan to invest in new technologies to help them conform to new FFIEC online banking security guidance, according to a survey from vendor Guardian Analytics.
December 15, 2011 - Regulatory bodies are not acting with enough intelligence to resolve the ongoing issues in the global financial system.
December 15, 2011 - Speakers at Wolters Kluwer Financial Services' FRSGlobal breakfast briefing advised industry to participate in consultation and ensure preparation is on track for COREP before 1st January 2013 deadline.
December 14, 2011 - Wolters Kluwer Financial Services, a leading worldwide provider of comprehensive compliance, risk management and audit solutions for the financial services industry, announced today that it has acquired the regulatory compliance content of PRINGLE® Policy and Procedure Solutions (PRINGLE) from PRINGLE Publications Corporation.
December 8, 2011 - What lies in store for businesses in Europe over the next 12 months?
December 8, 2011 - The Securities and Exchange Commission today announced the opening of registration for its national seminar to help chief compliance officers (CCOs) and other senior personnel at investment management firms enhance their compliance programs for the protection of investors.
