CounterpartyLink Named Best Compliance Product in Sell Side Technology Awards 2015
April 22, 2015 - CounterpartyLink (CPL), an independent provider of evidence-based legal entity intelligence for buy- and sell-side institutions and law enforcement agencies, today announced it has been named Best Compliance Product in the Sell Side Technology Awards 2015. The awards are to recognise the leading institutions, teams, products, services and third-party vendors in their area of expertise through an auditable and transparent methodology, and underpinned by the input and experience of eight judges.
Avaloq Sourcing Asia Pacific names Andre Di Prospero head of risk & compliance
January 26, 2015 - Avaloq Sourcing Asia Pacific, a wholly owned subsidiary of Avaloq group, announces the recruitment of Andre Di Prospero as Head of Risk & Compliance and Matthew Thoms as Head of Technology at their Business Process Outsourcing (BPO) centre in Singapore.
IT budgets up as business volumes improve - CBI/PwC
January 19, 2015 - An upturn in business volumes and increase in compliance demands is encouraging UK financial firms to raise IT budgets in a bid to reach new customers and shake off competition from new market entrants, according to the latest quarterly survey from the Confederation of British Industry (CBI) and PwC.
Misys regulatory reporting service connects to DTCC repository
January 15, 2015 - Misys, a leading provider of software solutions to financial services institutions, announces that it has added connectivity to DTCC for its Misys Regulatory Reporting Service.
Wolters Kluwer Financial Services Identifies Top Compliance Issues in 2015 for U.S. Banks and Credit Unions
January 8, 2015 - Regulatory experts from Wolters Kluwer Financial Services have identified a list of top compliance issues facing U.S. financial institutions in 2015. Heightened regulatory scrutiny, together with the enactment of major new regulations and pending rule changes, will represent significant challenges of varying impact for financial institutions from an operational, procedural, governance, staffing, and technology standpoint, including:
Deutsche Börse announces compliance of DAX index family with IOSCO Principles for Financial Benchmarks
December 23, 2014 - Deutsche Börse, the official Index Administrator of the DAX index family and other leading financial market indices, today announced that the indices comply with the International Organisation of Securities Commission's (IOSCO) Principles for Financial Benchmarks. Deutsche Börse has published the Letter of Compliance on the company's website.
Wolters Kluwer Financial Services Recognized for Fifth Year Running for Exemplary Service to Compliance and Regulation
December 15, 2014 - Wolters Kluwer Financial Services announced today that its regulatory analysis team has been awarded "Best Editorial Team" at the 11th annual Compliance Register Platinum Awards. The awards program, hosted in London, recognizes individuals, teams and companies that demonstrate exemplary service to compliance and regulation.
Black Mountain Introduces New & Comprehensive Compliance Solution for CLO Managers
December 8, 2014 - Black Mountain Systems, a software company that develops innovative, tailored data and process management solutions for global asset managers, unveiled their new Compliance Management module of their award-winning Everest platform today at the CLO Summit in Monarch Beach, CA.
