NorthPoint introduces reporting system to aid Dodd-Frank compliance
July 17, 2013 - NorthPoint Financial, a leading provider of software solutions and services for Hedge Funds, Asset Managers, and Service Providers, continues to innovate with the introduction of the NorthPoint Regulatory and Investor Reporting System to help buy-side firms comply with reporting mandates set forth by Dodd-Frank and EU Commission regulations.
84% of Investment Managers Not Prepared for AIFMD Day One
July 10, 2013 - In a quick poll of investment management firms published by Investit last week, 67% said that they felt only fairly prepared and informed to be deemed AIFM compliant in the near future, and a further 17% said they were unprepared. Only 16% of firms felt ready for day one of the directive.
SEEBURGER’s FSI Integration Suite Delivers New Compliance Oversight for Banks
June 19, 2013 - Global business integration software provider SEEBURGER today announced that its FSI Integration Suite offers advanced features to facilitate bank compliance with U.S. and European regulatory mandates.
Etrali Trading Solutions expands mobile recording offering for Dodd Frank compliance in the US
June 17, 2013 - Etrali Trading Solutions, the leader in voice and electronic trading infrastructure and services for the trading communities, and its mobile technology partner, Natterbox, today announced the expansion of its mobile recording solution for the US. Dodd Frank stipulates the recording of any conversation by traders on cell phone devices, including "pre-execution information". It also requires that these recordings are kept in a searchable format by counterparty and transaction for a minimum period of one year. The Etrali Trading Solutions service is a reliable, simple and rapid route to helping firms meet compliance requirements.
Alacra Releases the Periodic Table of FATCA Acronyms
June 12, 2013 - Alacra, Inc., a leading provider of business information solutions for financial institutions and professional service firms announced the release of "The Periodic Table of FATCA Acronyms."
Dion and Mahindra Satyam offer Financial Institutions in ANZ a complete solution to comply with the US FATCA regulations
May 28, 2013 - Mahindra Satyam, a leading global consulting and IT services provider, and Dion Global Solutions (Dion) today announced the offering of a software solution to assist Financial Institutions (FIs) in Australia and New Zealand (ANZ) meet the US Foreign Account Tax Compliance Act (FATCA) regulations.
LexisNexis Acquires Sheshunoff and A.S. Pratt
May 22, 2013 - LexisNexis® Legal & Professional, a leading provider of content and technology solutions, today announced that, together with Reed Elsevier Properties SA, it has acquired the acclaimed publishing brands and businesses of Sheshunoff™ and A.S. Pratt from the Thompson Media Group. Financial details of the transaction are not being disclosed.
CGI/FS Club Payments Survey Shows SEPA Compliance Still Slow
May 21, 2013 - A CGI and Euro Banking Association (EBA)-sponsored payments survey carried out under the auspices of the Financial Services Club has questioned 422 participants from 47 countries and found that 79% of eurozone respondents are not yet ready for the single euro payments area (SEPA) end date of 1 Feb 2014, with 57% still in the planning phase.
