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Compliance

December 2, 2014 - Wolters Kluwer Financial Services announced today that Security Bank & Trust Co. of Glencoe, Minn. has selected its ComplianceOne loan and deposit origination and workflow solution.

November 25, 2014 - The U.S. Commodity Futures Trading Commission's Division of Market Oversight (Division) today issued three separate rule enforcement reviews of certain Designated Contract Markets (DCMs).

November 17, 2014 - Wolters Kluwer Financial Services today announced the joining of its broad and deep portfolio of Governance, Finance, Risk & Compliance (GFRC) solutions under the company's new OneSumX® brand.

October 15, 2014 - The concern U.S. banks and credit unions have over managing compliance and risk is up nearly 30 percent from almost two years ago, according to the latest Regulatory & Risk Management Indicator issued today by Wolters Kluwer Financial Services, a comprehensive provider of risk management, compliance, finance and audit solutions and services.

November 21, 2014 - The day after it was fined £56 million over an IT meltdown, Royal Bank of Scotland has suffered a minor glitch which has seen some customers unable to use their credit and debit cards.

November 4, 2014 - Wolters Kluwer Financial Services' new U.S. Insurance Regulatory and Risk Management Indicator reveals that overall levels of concern for compliance and risk within the industry have risen sharply. In the report released today, the main Indicator score rose to 146 from its baseline of 100 established in October 2013.

October 9, 2014 - Deutsche Bank today announced that Elizabeth J. Ford (Jan) will join as a Managing Director and Head of Compliance, Americas. She will join the North America Executive Committee.

November 20, 2014 - Thomson Reuters today announced the winners of its 10th Annual Compliance Awards. The winners were presented with their trophies at The Dorchester, Park Lane, London, compèred by Peter Haines, Peter Haines Compliance Consultancy Limited. Over 300 guests attended Wednesday evening's event including leading compliance professionals and friends from related industries.

October 28, 2014 - ACL today announced that Spokane-based Washington Trust, a community bank offering personal, small business, and commercial banking, has chosen ACL GRC to establish a risk-based approach to its auditing processes.

October 8, 2014 - Linedata (NYSE Euronext: LIN), the global solutions provider dedicated to the investment management and credit industries, today announced the introduction of Linedata Disclosure Manager, an automated compliance monitoring service.

November 19, 2014 - Increased regulatory scrutiny and complexity, enforced business changes and individuals being held personally accountable are all set to continue as a result of continuing widespread compliance failures. The onus is on senior managers to now:

October 21, 2014 - NICE Actimize, a NICE Systems (NASDAQ:NICE) business and the largest and broadest provider of a single financial crime, risk and compliance software platform for the financial services industry, announced today that it has partnered with Alacra, Inc., a leading provider of online business information solutions.

September 29, 2014 - Swift will give free access to its new KYC Registry throughout 2015 to banks that contribute their own data to the service.

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