August 19, 2015 - The Securities and Exchange Commission today announced that Citigroup Global Markets has agreed to settle charges that it failed to enforce policies and procedures to prevent and detect securities transactions that could involve the misuse of material, nonpublic information.

July 27, 2015 - The Financial Industry Regulatory Authority (Finra) announced today that it has fined Goldman Sachs Execution & Clearing, L.P. $1.8 million for systemic Order Audit Trail System (Oats) reporting violations spanning a period of more than eight years, failure to accurately submit required trade reports to the appropriate Finra Trade Reporting Facility (TRF), and related supervisory failures.

July 1, 2015 - EBA Clearing has published a blueprint document spelling out high-level business requirements for a pan-European instant payment infrastructure solution.

August 13, 2015 - The European Securities and Markets Authority (ESMA) has published four reports focused on how the European Markets Infrastructure Regulation (EMIR) framework has been functioning and providing input and recommendations to the European Commission's (EC) EMIR Review.

July 21, 2015 - The Consumer Financial Protection Bureau (CFPB) has ordered Citibank, N.A. and its subsidiaries to provide an estimated $700 million in relief to eligible consumers harmed by illegal practices related to credit card add-on products and services.

June 25, 2015 - Over a third of corporate treasurers already feel that the pricing and service they get from their banks has been negatively affected by bank regulations. A further 48% expect them to deteriorate in future. That was the key finding of the EuroFinance Basel III Index©.

August 11, 2015 - FIX Trading Community, the non-profit, industry-driven standards body at the heart of global financial trading, today announced that it has formed six new subgroups focused on MiFID II regulation for the industry to collaborate on the most critical issues in this time of regulatory change.

July 14, 2015 - The year 2014 saw the launch of the corporate actions reform in Russia which was initiated by the Russian central securities depository and backed by securities market participants.

June 23, 2015 - The CISO, Cardinal Health, Chief Data Officer & Head of Business Intelligence, Toyota Financial Services, CISO, AmerisourceBergen and MD, Knowledge Strategy Solutions have put their heads together to give you their top tips in information governance and the solutions they care about most in this exclusive free infographic.

July 30, 2015 - The Depository Trust & Clearing Corporation (DTCC), the premier post-trade market infrastructure for the global financial services industry, today urged legislative and industry action to address three key obstacles that are hindering achievement of the G20 transparency goals set forth by policymakers in the aftermath of the 2008 financial crisis.

July 3, 2015 - American banking regulators are sending staffers with "little or no" tech training to carry out IT examinations at smaller institutions, according to a report from the US Government Accountability Office (GAO).

June 17, 2015 - Increasing interactions with government officials and regulators in order to unlock deeper regulatory insight, FIS (NYSE: FIS), a global leader in banking and payments technology as well as consulting and outsourcing solutions, has announced the opening of its Center of Regulatory Intelligence in Washington, D.C.