September 9, 2015 - LexisNexis Risk Solutions announced today the global launch of the latest version of its flagship AML Compliance platform Bridger Insight XG that helps all risk, compliance and anti-money laundering professionals to increase operational efficiencies, consolidate compliance technology and simplify their compliance processes.

September 1, 2015 - MindLink, developer of secure, integrated Enterprise Chat applications has today announced the availability of a compliance connector for ICE Chat reinforcing its focus on providing highly secure and compliant solutions in the chat space.

July 7, 2015 - Regulatory and risk technology firm outlines research showing staggering increase in fines for first half of 2015.

May 13, 2015 - Thomson Reuters, the world's leading source of intelligent information for businesses and professionals, has published the findings of its sixth annual Cost of Compliance survey which revealed that regulatory fatigue, resource challenges and personal liability are expected to increase throughout 2015.

August 12, 2015 - Rsam is seeking an exceedingly talented and creative Content Developer to join their software product team. As a Content Developer you will responsible for creating controls, policies, standards, risks, citations for our Governance, Risk and Compliance product. The role requires keeping abreast of new and changing regulations and standards, monitoring partner content, and making necessary adjustments to the Rsam Content Libary. Such adjustments are distributed to some of the largest and most prominent organizations in the world.

June 17, 2015 - Today, GFT, one of the world's leading IT solutions and consultancy providers to the banking sector, releases the findings from a global research project aimed at uncovering the attitude of the global investment banking community to 'The New Normal' - a constant state of regulatory change.

May 12, 2015 - Linedata (NYSE Euronext: LIN), the global solutions provider dedicated to the investment management and credit industries, today announced that Capital Advisors Group has implemented Linedata Compliance for its institutional separate account business.

August 11, 2015 - A new survey of financial services professionals conducted by Cipperman Compliance Services (CCS) reveals that asset managers, broker-dealers, and other firms are embracing compliance as a core function of their business, with an equal number of respondents reporting that they now spend as much on compliance as they do their legal counsel.

June 9, 2015 - The award recognizes Frank Santora's role in driving an industry-leading Enterprise GRC program at Hudson City Savings Bank.

May 5, 2015 - Risk management and payment processing specialist Vogogo Inc. ("Vogogo") (TSX VENTURE:VGO) today announced the integration of its proprietary compliance, risk management and payment processing platform with leading Bitcoin exchange Bitstamp.

July 21, 2015 - This week sees the launch of a new service for regulated financial services firms. Arkk Compliance has already been working with a number of investment firms on COREP and AIFMD filings since a soft launch in April this year.

May 27, 2015 - National Regulatory Services (NRS), part of Accuity, today announced the release of the ComplianceMAX (cMAX) Customer Complaints Module, created to allow its users to confidently manage, utilize and archive information pertaining to customer complaints. The module helps broker-dealers comply with FINRA Rule 4530 by centralizing all customer complaint information into a configurable workflow and automating FINRA filings.

April 22, 2015 - CounterpartyLink (CPL), an independent provider of evidence-based legal entity intelligence for buy- and sell-side institutions and law enforcement agencies, today announced it has been named Best Compliance Product in the Sell Side Technology Awards 2015. The awards are to recognise the leading institutions, teams, products, services and third-party vendors in their area of expertise through an auditable and transparent methodology, and underpinned by the input and experience of eight judges.

Log in

Please Login to download this file

Username *
Password *
Remember Me

Create an account

Fields marked with an asterisk (*) are required.
Name *
Username *
Password *
Verify password *
Email *
Verify email *
Captcha *
Go to top