Misys regulatory reporting service connects to DTCC repository
January 15, 2015 - Misys, a leading provider of software solutions to financial services institutions, announces that it has added connectivity to DTCC for its Misys Regulatory Reporting Service.
Wolters Kluwer Financial Services Identifies Top Compliance Issues in 2015 for U.S. Banks and Credit Unions
January 8, 2015 - Regulatory experts from Wolters Kluwer Financial Services have identified a list of top compliance issues facing U.S. financial institutions in 2015. Heightened regulatory scrutiny, together with the enactment of major new regulations and pending rule changes, will represent significant challenges of varying impact for financial institutions from an operational, procedural, governance, staffing, and technology standpoint, including:
Deutsche Börse announces compliance of DAX index family with IOSCO Principles for Financial Benchmarks
December 23, 2014 - Deutsche Börse, the official Index Administrator of the DAX index family and other leading financial market indices, today announced that the indices comply with the International Organisation of Securities Commission's (IOSCO) Principles for Financial Benchmarks. Deutsche Börse has published the Letter of Compliance on the company's website.
Wolters Kluwer Financial Services Recognized for Fifth Year Running for Exemplary Service to Compliance and Regulation
December 15, 2014 - Wolters Kluwer Financial Services announced today that its regulatory analysis team has been awarded "Best Editorial Team" at the 11th annual Compliance Register Platinum Awards. The awards program, hosted in London, recognizes individuals, teams and companies that demonstrate exemplary service to compliance and regulation.
Black Mountain Introduces New & Comprehensive Compliance Solution for CLO Managers
December 8, 2014 - Black Mountain Systems, a software company that develops innovative, tailored data and process management solutions for global asset managers, unveiled their new Compliance Management module of their award-winning Everest platform today at the CLO Summit in Monarch Beach, CA.
Security Bank & Trust signs for Wolters Kluwer ComplianceOne
December 2, 2014 - Wolters Kluwer Financial Services announced today that Security Bank & Trust Co. of Glencoe, Minn. has selected its ComplianceOne loan and deposit origination and workflow solution.
CFTC finds deficiencies in market compliance
November 25, 2014 - The U.S. Commodity Futures Trading Commission's Division of Market Oversight (Division) today issued three separate rule enforcement reviews of certain Designated Contract Markets (DCMs).
RBS suffers another IT glitch
November 21, 2014 - The day after it was fined £56 million over an IT meltdown, Royal Bank of Scotland has suffered a minor glitch which has seen some customers unable to use their credit and debit cards.
