Swift bids to carve out space in regulatory compliance
September 17, 2013 - Financial messaging network Swift is looking to extend its remit to the emerging regulatory landscape, pitching its shared market infrastructure as a cost-effective means for financial institutions to ease the compliance burden.
Compliance departments baffled by new regulations - IPC
September 16, 2013 - Less than half of compliance departments fully understand the requirements of new trading regulations according to a survey examining compliance in trading conducted by IPC.
Sapient Global Markets Facilitates Compliance with Swaps Data Reporting Rules with New Hosted Version of Compliance Management and Reporting System
September 5, 2013 - Sapient Global Markets, a division of Sapient (NASDAQ: SAPE) has today announced the availability of a cloud-hosted version of its popular Compliance Management and Reporting System (CMRS). CMRS allows firms to collate vast amounts of data from disparate systems, apply reporting eligibility logic, translate it into the destination message format, and deliver it directly to Swap Data Repositories (SDRs) such as The Depository Trust & Clearing Corporation (DTCC).
Advent Software Collaborates With Advise Technologies to Address Compliance Requirements
August 20, 2013 - Advent Software, Inc. (NASDAQ: ADVS), a leading provider of software and services for the global investment management industry, and Advise Technologies, LLC, an award-winning provider of software solutions for private fund managers and their service providers, today announced a collaboration to provide tools to help hedge funds, hedge fund administrators, and private equity managers meet a range of regulatory reporting requirements.
Wolters Kluwer Financial Services Introduces Examiner Business Intelligence Portal
August 6, 2013 - Wolters Kluwer Financial Services today introduced the Examiner Business Intelligence Portal, a browser-based web portal for centralized activity reporting with advanced data aggregation, intuitive workflows, and advanced system alert capabilities.
NorthPoint introduces reporting system to aid Dodd-Frank compliance
July 17, 2013 - NorthPoint Financial, a leading provider of software solutions and services for Hedge Funds, Asset Managers, and Service Providers, continues to innovate with the introduction of the NorthPoint Regulatory and Investor Reporting System to help buy-side firms comply with reporting mandates set forth by Dodd-Frank and EU Commission regulations.
84% of Investment Managers Not Prepared for AIFMD Day One
July 10, 2013 - In a quick poll of investment management firms published by Investit last week, 67% said that they felt only fairly prepared and informed to be deemed AIFM compliant in the near future, and a further 17% said they were unprepared. Only 16% of firms felt ready for day one of the directive.
SEEBURGER’s FSI Integration Suite Delivers New Compliance Oversight for Banks
June 19, 2013 - Global business integration software provider SEEBURGER today announced that its FSI Integration Suite offers advanced features to facilitate bank compliance with U.S. and European regulatory mandates.
