June 9, 2014 - Dark pool operator Liquidnet has agreed to pay $2 million to settle SEC charges that it improperly used confidential trading data from its subscribers.

June 6, 2014 - Thank you for that kind introduction. And my sincere thanks to everyone here for joining this lunchtime session. It's a great pleasure and privilege to return to New York. I want to offer a few reflections this afternoon on market innovation and, in particular, the on-going debate around high frequency trading (HFT), which has dominated global media over the last few months.

June 6, 2014 - The European Banking Authority (EBA) published today final draft Regulatory Technical Standards (RTS) on the methodology for identifying Global Systemically Important Institutions (G-SIIs), final draft Implementing Technical Standards (ITS) on special disclosure rules applicable to G-SIIs, and final guidelines on special disclosure rules for large institutions.

June 6, 2014 - What are the three lines of defense federal regulators expect financial organizations to have in place to more effectively manage compliance and risk? And, what new processes, systems and other changes are required as a result?

June 5, 2014 - UK card spending has more than doubled over the last decade, topping half a trillion pounds last year, according to industry figures.

June 5, 2014 - Charles River, an enterprise-wide front- and middle-office investment management solution provider, today launched Charles River Compliance as a Service (Charles River CaaS), a cloud-based offering for asset managers that integrates software, data, and services in a hosted environment.

June 5, 2014 - Managers now have the ability to monitor tasks and process activity in the back office in real-time, enabling proactive interventions with the latest launch of eg solutions software suite.