August 20, 2013 - Advent Software, Inc. (NASDAQ: ADVS), a leading provider of software and services for the global investment management industry, and Advise Technologies, LLC, an award-winning provider of software solutions for private fund managers and their service providers, today announced a collaboration to provide tools to help hedge funds, hedge fund administrators, and private equity managers meet a range of regulatory reporting requirements.
August 16, 2013 - The Securities and Exchange Commission today joined the Commodity Futures Trading Commission (CFTC)'s Division of Swap Dealer and Intermediary Oversight and the Financial Industry Regulatory Authority (FINRA) in issuing a staff advisory on business continuity and disaster recovery planning.
August 14, 2013 - Having sent out subpoenas to 22 bitcoin-related firms, the New York State Department of Financial Services (DFS) has confirmed that it is pondering new rules for virtual currencies.
August 14, 2013 - Financial organizations across the globe expect capital adequacy requirements tied to Basel III and the Dodd-Frank Act to be a leading source of regulatory pressure as well as stress testing and internal risk models.
August 9, 2013 - Accuity, a part of BankersAccuity, the leading provider of global payment routing data and anti-money laundering (AML) screening software and services, today released a new industry perspective examining potential challenges banks face in light of Section 1073 of the Dodd Frank Act.
August 6, 2013 - Wolters Kluwer Financial Services today introduced the Examiner Business Intelligence Portal, a browser-based web portal for centralized activity reporting with advanced data aggregation, intuitive workflows, and advanced system alert capabilities.
August 2, 2013 - Large North American financial institutions will spend $73.8 billion on IT improvements across software, hardware and professional services next year, a two per cent rise on 2013, according to a Technology Business Research report.
August 2, 2013 - SIFMA today sent a letter to the Securities and Exchange Commission to request a review of the regulatory structure of broker-dealers, exchanges, and the self-regulatory model.
