November 6, 2013 - Thomson Reuters annual Board Governance survey reveals organizations lack understanding of security risks surrounding board materials.
November 6, 2013 - The Financial Industry Regulatory Authority (FINRA) announced today that it has fined TD Ameritrade Clearing, Inc. $1,150,000 and SG Americas Securities, Inc. $675,000 for failing to report or accurately report certain large options positions and for related supervisory deficiencies.
November 5, 2013 - The rise of mobile payments is increasing at a pace at the moment and new research from EMS+ has indicated that more small firms are planning to offer the service to customers.
November 5, 2013 - Verizon Enterprise Solutions has added Point-to-Point Encryption certification to its extensive list of Payment Card Industry Data Security Standards qualifications.
November 5, 2013 - Accuity, the global standard for payment efficiency and compliance solutions, today outlined key findings from 'Basel III: Meeting the challenge of a new regulatory environment', a whitepaper looking at the impact of stricter capital requirements on trade finance and the necessary compliance approaches required to adhere to the impending reforms.
November 5, 2013 - More than half (52%) of Australian and New Zealand organisations have plans to capitalise on the increase of connected devices known as the "Internet of Things." And, 47% have already been impacted by such technology, according to the IT professionals surveyed in ISACA's 2013 IT Risk/Reward Barometer.
November 4, 2013 - Technology, operational and regulatory risks are combining to form a trio of risks that many trading firms are only partially addressing, according to SunGard.
November 4, 2013 - Xactium Ltd, the enterprise cloud solutions company, today announces that Maitland a provider of multi-jurisdictional legal, tax, fiduciary, investment and fund administration services, has chosen Xactium Risk Manager to manage the organisation's global incidents and risks.
