November 21, 2012 - The new regulatory regime in the UK's banking industry is potentially more complicated than the previous structure, an expert believes.
November 15, 2012 - Over the past year, the Securities and Exchange Commission received more than 3,000 whistleblower tips from all 50 states and from 49 countries, according to the agency's 2012 Annual Report on the Dodd-Frank Whistleblower Program released today.
November 6, 2012 - The ever-increasing investment and growing reliance on IT at banks and other large companies around the world is not being reflected in a thorough enough IT audit to check that systems are being optimised, says a new survey from consulting firm Protiviti which questioned 300 firms.
November 6, 2012 - Worldwide banking reforms are unlikely to be completed on time, a new report has indicated. The Basel III regulations have been designed in order to prevent any repeat of the recent financial crisis whereby many lenders required state-funded bailouts by compelling companies to boost their reserve capital ratios.
November 5, 2012 - Compliance and risk regulations will be the main drivers of technology spending in 2013, says Ovum in its assessment of the '2013 Trends to Watch in Financial Markets Technology'.
November 5, 2012 - Compliance and risk regulations will be the main drivers of technology spending in 2013, says Ovum in its assessment of the '2013 Trends to Watch in Financial Markets Technology'.
November 2, 2012 - Introducing exciting new apps or other IT into banks and other organisations is often prioritised over ensuring integration with existing systems or integration following a merger, but according to research from Freeform Dynamics and Liaison Technologies, this is the wrong approach.
November 1, 2012 - As trading resumed in New York after a two-day Hurricane Sandy-inflicted pause, the effectiveness of Wall Street's back-up plans to deal with disasters was being called into question.
